Joan has provided internal control services since 2004. She provides risk management and compliance services to clients in many industries, including manufacturing, technology, and retail.
Joan’s key focus is on process improvement work and managing audits under the requirements of Sarbanes-Oxley (SOX) section 404. She uses risk assessments to scale and evaluate client risks before reviewing key processes within these work streams to identify control objectives and control activities.
Joan assists her clients with creating, conducting, and reviewing testing results and documentation, and recommending solutions to remediate gaps and efficiency opportunities.
Prior to joining the firm, Joan provided internal audit services at a Big Four firm.
- Institute of Internal Auditors, member
- California Society of Certified Public Accountants (CalCPA)
