Mapping ethical risk

With risk assessment being a key aspect of an effective compliance program, according to the 2020 Department of Justice guidance, determining how to best incorporate ethical risk into your compliance risk assessment is becoming more important. This session reviews the concept of enterprise risk management (ERM), how compliance risk assessments fit into ERM and how to incorporate ethics into compliance risk assessments. We also consider the impacts of COVID-19 on your compliance program and how to include some additional COVID-19 risks in your compliance risk assessment. Our presenter discusses:

• An overview of ERM
• How compliance risk assessments fit into ERM
• How to incorporate ethics into your compliance risk assessment process

For more information on this topic, or to learn how Baker Tilly’s specialists can help, contact our team.