Outsourcing compliance

Video

Listen to our on-demand webinar for a discussion about the type of compliance department tasks that can be outsourced to an external firm or consultant, and a practical discussion about how to outsource the tasks from selection to contracting to documentation. Our presenter discusses:

• The Department of Justice’s (DOJ) guidance on compliance department resources and expectations, and the challenges faced by compliance departments, especially smaller departments, to meet those expectations
• The types of compliance tasks that could be outsourced
• A practical framework for outsourcing compliance such as selection of outsourced tasks, contracting with the external party, documentation of the whole process and other related processes

For more information on this topic, or to learn how Baker Tilly’s specialists can help, contact our team.