Baker Tilly Wealth Management privacy policy

Facts - What does Baker Tilly Wealth Management, LLC do with your personal information?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we may collect and share depends on the product or service you have with us. This information can include:

• Tax Identification Number
• Securities positions
• Investment Experience
• Income
• Risk Tolerance
• Account Balances

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Baker Tilly Wealth Management, LLC chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

• Does Baker Tilly Wealth Management, LLC share? Yes
• Can you limit this sharing? No

For our marketing purposes — to offer our products and services to you

• Does Baker Tilly Wealth Management, LLC share? Yes
• Can you limit this sharing? No

For joint marketing with other financial companies

• Does Baker Tilly Wealth Management, LLC share? No
• Can you limit this sharing? We don't share

For our affiliates’ everyday business purposes — information about your transactions and experiences

• Does Baker Tilly Wealth Management, LLC share? No
• Can you limit this sharing? No

For our affiliates’ everyday business purposes — information about your creditworthiness

• Does Baker Tilly Wealth Management, LLC share? No
• Can you limit this sharing? We don't share

For our affiliates’ to market to you

• Does Baker Tilly Wealth Management, LLC share? No
• Can you limit this sharing? We don't share

For nonaffiliates to market to you

• Does Baker Tilly Wealth Management, LLC share? No
• Can you limit this sharing? We don't share

To limit our sharing

• Call +1 (833) 761 0673 — our menu will prompt you through your choice(s)
• Visit us online: bakertilly.com

Please note:

If you are a new customer, we can begin sharing your information 5 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice.

However, you can contact us at any time to limit our sharing.

Questions?

Call +1 (833) 761 0673 or go to bakertilly.com

Who is providing this notice?

Baker Tilly Wealth Management, LLC

What we do

How does Baker Tilly Wealth Management, LLC protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. We restrict access to your personal information to those employees who need it to perform their job responsibilities.

How does Baker Tilly Wealth Management, LLC collect my personal information?

We collect your personal information, for example, when you

• seek investment advice
• enter into an agreement with Baker Tilly Wealth Management, LLC

Why can't I limit all sharing?

Federal law gives you the right to limit only

• sharing for affiliates’ everyday business purposes - information about your creditworthiness
• affiliates from using your information to market to you
• sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

What happens when I limit sharing for an account I hold jointly with someone else?

We will stop sharing all information about that account.

Definitions

Affiliates: Companies related by common ownership or control. They can be financial and nonfinancial companies.

• Our affiliates include Baker Tilly Advisory Group, LP (Baker Tilly), other subsidiaries of Baker Tilly, Baker Tilly Municipal Advisors, LLC, a registered municipal advisor, Baker Tilly Capital, LLC, a registered broker-dealer, member of FINRA/SIPC, BT REI Manager, LLC, a sponsor of pooled investment vehicles and Baker Tilly Vantagen, LLC, an insurance agency.

Nonaffiliates: Companies not related by common ownership or control. They can be financial and nonfinancial companies.

• Baker Tilly Wealth Management, LLC does not share with nonaffiliates so they can market to you.

Joint marketing: A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

• Baker Tilly Wealth Management, LLC, does not joint market

Other important information

You may also opt out from sharing your information by sending an e-mail to btwm@bakertilly.com or by calling +1 (833) 761 0673.